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Midterm & Final Reference · Ultra-Dense A4
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ACCOUNTING EQUATION & T-ACCOUNTS ↗ TAP
The fundamental equation
Assets = Liabilities + Equity (must always balance)

Every transaction affects at least two accounts — that's double-entry bookkeeping. The two sides keep the equation in balance.

Debit / credit rules (memorize)
Account typeNormal balanceDebit ↑/↓Credit ↑/↓
Assetdebit↑ increases↓ decreases
Liabilitycredit↓ decreases↑ increases
Equitycredit
Revenuecredit
Expensedebit
Mnemonic: DEAD CLR
DEAD = Debits Expand Assets + Drawings (Dividends). CLR = Credits expand Liabilities + Revenues + equity. Reverse for decreases.
T-account format
Left = debit. Right = credit. Sum each side; difference is the balance. Ledger keeps one T per account.
Equity = Capital + Retained Earnings = Capital + ΣRevenue − ΣExpense − Dividends

Expanded equation: Assets = Liabilities + Capital + (Revenues − Expenses) − Dividends. Tracks how operations flow into equity.

⚡ EXAM TRAP — REVENUE INCREASES BY CREDIT

Revenue is an equity-source account → credit increases it. Many students debit revenue when receiving cash. Wrong: debit Cash, credit Revenue. The asset (Cash) gets a debit; the equity-source (Revenue) gets a credit.

INVENTORY METHODS ↗ TAP
The 4 valuation methods
MethodCOGS usesInflationary period
FIFO (first-in-first-out)oldest costslower COGS, higher net income
LIFO (last-in-first-out)newest costshigher COGS, lower net income
Weighted averageblended costmiddle ground
Specific IDexact itemsfor big-ticket (cars)
COGS = Beg Inventory + Purchases − End Inventory
Why method choice matters
Tax effect
LIFO usually lowers taxable income in inflation. US allows LIFO; IFRS bans it. Many US firms use LIFO for tax, FIFO internally.
Balance sheet effect
FIFO ending inventory reflects recent costs (closer to market). LIFO can leave ancient costs on books — 'LIFO reserve' disclosure required.

Lower of cost or market (LCM): conservative principle — write down inventory if market value drops below cost. Required by GAAP. Doesn't write up.

⚡ EXAM TRAP — LIFO IN DEFLATION REVERSES

In deflationary periods (rare but possible), LIFO gives lower COGS (newest items cost less) and higher net income — opposite of the typical inflation analysis. Always check direction of price movement before applying the FIFO/LIFO heuristic.

INCOME STATEMENT ↗ TAP
Multi-step income statement
LineCalculation
Revenuesales × units
− COGSdirect cost of products
= Gross Profitmargin available for ops + return
− Operating ExpensesSG&A, R&D, depreciation
= Operating Income (EBIT)core business profitability
− Interest Expensecost of debt
= EBT (pretax)before taxes
− Tax Expensegovernment share
= Net Incomebottom line
Key margins
Gross margin
(Revenue − COGS) / Revenue. Reflects pricing power + production efficiency. Software ~80%; airlines ~10%.
Operating + net margin
Operating: EBIT / Revenue (excludes financing/tax). Net: NI / Revenue (final efficiency).
EPS = (Net Income − Preferred Dividends) / Avg Common Shares

Revenue recognition (ASC 606): recognize when performance obligation is satisfied, not when cash received. 5-step model: identify contract → performance obligations → transaction price → allocate → recognize.

⚡ EXAM TRAP — NET INCOME ≠ CASH

Net income includes non-cash items: depreciation, accruals, deferred revenue. A profitable company can run out of cash. Always check cash flow from operations alongside net income.

ADJUSTMENTS & ACCRUALS ↗ TAP
Why adjustments exist

Accrual accounting: revenue and expenses recognized when earned/incurred, not when cash flows. End-of-period adjustments correct the books to match the timing.

4 types of adjustments
TypeWhat's trueWhat we record
Accrued revenueearned, not yet receivedDr A/R, Cr Revenue
Accrued expenseincurred, not yet paidDr Expense, Cr Payable
Deferred revenuecash received, not yet earnedDr Cash, Cr Deferred Rev (liab)
Deferred expensecash paid, not yet usedDr Prepaid (asset), Cr Cash
Depreciation
Spread cost of long-lived asset over useful life. Straight-line: (Cost − Salvage)/Life. Dr Depr Expense, Cr Accum Depr (contra-asset).
Closing entries
End of period: zero out revenue, expense, dividend accounts. Transfer balances to retained earnings. Fresh start next period.
Bad debt expense (allowance method): Dr Bad Debt, Cr Allowance for Doubtful Accts

Matching principle: recognize expenses in the same period as the revenues they helped generate. Foundation of accrual accounting.

⚡ EXAM TRAP — DEFERRED ≠ ACCRUED

Deferred = cash flowed but transaction not yet 'earned' → liability or prepaid asset. Accrued = transaction earned but cash hasn't flowed → A/R or accrued payable. Direction of cash flow is the key distinguisher.

RATIOS & FINANCIAL ANALYSIS ↗ TAP
Liquidity (short-term)
RatioFormulaTells you
Current ratioCA / CLcan pay near-term debts? >1 healthy
Quick ratio(CA − Inv) / CLsame, excluding slow-to-sell inv
Cash ratioCash / CLstrictest liquidity
Profitability + leverage
RatioFormulaUse
Gross margin(Rev − COGS)/Revpricing power
ROANI / Avg Assetsasset productivity
ROENI / Avg Equityshareholder return
Debt/EquityTotal Liab / Equityleverage
Interest coverageEBIT / Interestcan pay interest? >3 healthy
DuPont identity
ROE = (NI/Rev) · (Rev/Assets) · (Assets/Equity)
Decomposes ROE into profitability × turnover × leverage.
Inventory + receivables turnover
Inv turn = COGS/Avg Inv. Days inv = 365/turn. A/R turn = Rev/Avg AR. Days sales outstanding = 365/turn. Lower days = better cash cycle.

Analysis tip: compare to industry peers + own historical trend. A 'low' D/E for one industry might be high for another. Banking is highly leveraged; tech less so.

⚡ EXAM TRAP — RATIOS TELL YOU LITTLE IN ISOLATION

'Current ratio of 2' isn't good or bad alone. Compare against industry average and own past. A current ratio doubling year-over-year while sales drop is a warning, not progress.

BALANCE SHEET ↗ TAP
Snapshot at a point in time
Total Assets = Total Liabilities + Equity
Asset categorization
TypeExamples
Current (≤ 1 year)Cash, A/R, Inventory, Prepaid
Non-currentPP&E (net), Intangibles, Goodwill, LT investments
LiabilityExamples
CurrentA/P, Short-term debt, Accrued expenses, Deferred Revenue
Long-termBonds payable, Long-term loans, Pension obligations
Equity
Components
Common stock (par × shares). Additional paid-in capital (APIC). Retained earnings (cumulative NI − dividends). Treasury stock (contra).
Working capital
WC = Current Assets − Current Liabilities. Positive = healthy short-term position. Many firms target a level of WC; too high suggests inefficient capital use.

Goodwill: intangible asset, only created when acquiring another company at a premium over book value. Not amortized; tested for impairment annually.

Mark-to-market vs historical cost: most assets recorded at historical cost. Trading securities, derivatives, and some real estate use fair value. PP&E nearly always historical cost minus depreciation.

⚡ EXAM TRAP — RETAINED EARNINGS ≠ CASH

Retained earnings is cumulative net income kept in the business, not literal cash sitting around. A company with $100M RE could have $1M cash if it reinvested all profits in equipment. Never confuse equity items with cash.

STATEMENT OF CASH FLOWS ↗ TAP
Three sections
SectionWhat's thereHealthy sign
OperatingNI ± non-cash items ± WC changespositive, growing
Investingcapex, acquisitions, asset salesnegative (investing in growth)
Financingdebt issuance/repay, dividends, buybacksvaries (debt paid down good)
ΣCF (op + inv + fin) = Δ Cash on balance sheet
Indirect method (most common)
Start with NI, then adjust
+ depreciation/amortization (non-cash). + losses, − gains. Δ working capital: A/R, inv, A/P all adjust.
WC change rules
A/R ↑ = subtract (less cash collected). A/R ↓ = add. Inv ↑ = subtract. A/P ↑ = add (delayed payment).
Free cash flow = CFO − Capex (cash available to all investors)

Free cash flow is what's left after operations + maintaining the asset base. Used in valuation (DCF). FCFE deducts interest + debt repay (cash to equity holders only).

⚡ EXAM TRAP — DEPRECIATION ADDS BACK BECAUSE NON-CASH

Depreciation reduces NI but no cash leaves. So operating cash flow adds it back. Many students subtract it again on CFO — wrong. Always add back any non-cash expense to NI when starting from indirect method.

DECISION BOX — APPROACH BY KEYWORD ↗ TAP
Match question to method
KeywordUse § fromApproach
'journal entry for…'§ ①identify accounts, debit / credit per type
'find equity'§ ①A − L = E
'expense or asset?'§ ⑤matching: expense if used in period, asset if benefit future
'gross margin / GM'§ ②(Rev − COGS)/Rev
'EPS'§ ②(NI − pref div) / avg common shares
'revenue recognition'§ ②5-step ASC 606; recognize when performance obligation met
'list balance sheet items'§ ③Current vs non-current, A vs L vs E
'goodwill / intangibles'§ ③only from acquisition above book value; impair, not amortize
'cash flow from ops (indirect)'§ ④NI + depr ± WC changes
'free cash flow'§ ④CFO − Capex
'capex / investing'§ ④investing section, usually negative
'dividends / buyback'§ ④financing section
'accrued vs deferred'§ ⑤cash direction: accrued (no cash yet), deferred (cash already)
'depreciation method'§ ⑤SL: (Cost−Salv)/Life. Double-declining for accelerated.
'closing entries'§ ⑤zero out temp accounts (Rev, Exp, Div) → Retained Earnings
'FIFO / LIFO impact'§ ⑥inflation: FIFO higher NI, LIFO higher COGS
'inventory turnover'§ ⑥, ⑦COGS / Avg Inv
'lower of cost or market'§ ⑥conservatism: write down only
'current ratio / quick ratio'§ ⑦liquidity: CA/CL or (CA−Inv)/CL
'ROE / ROA / DuPont'§ ⑦NI/Eq, NI/Assets; DuPont: NM × turnover × leverage
'debt / equity ratio'§ ⑦Total Liab / Equity; context-dependent threshold
Always check
Both sides balance? Period consistent? Accrual or cash basis? Industry context for ratios?
FRQ template
Identify the accounts. State the rule (e.g. matching). Show the journal entry. Calculate impact on each statement.
⚡ EXAM TRAP — INCOME ≠ CASH FLOW

Net income includes non-cash items (depreciation, accruals). A company can be profitable on paper while running out of cash. Always look at cash flow statement alongside income statement — they tell different stories.

⚡ FINAL EXAM TRAP — DEBIT/CREDIT REFLEX

Memorize: assets normal debit, liabilities/equity normal credit. Revenue increases by credit (it's an equity source). Expense increases by debit (it reduces equity). This is the foundation of every journal entry — get it backward and the whole problem collapses.

FIN ACCT · Comprehensive Cram Sheet · Ultra-Dense A4
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